After several annual cycles of participant fee disclosures, sponsors of participant-directed retirement plans have discovered that sometimes pulling together the relevant information from vendors and issuing timely disclosure notices can be a challenge. That makes the Department of Labor’s recent…
If you visit a UK or EU broker that offers contracts for difference (CFDs), you'll find a sentence like this somewhere on the page: 70% of retail investor accounts lose money when trading spread bets and CFDs with this provider. Regulators…
Changes in technology and the law will make “policymaking by examination” more attractive to regulators. In Federalist No. 62, James Madison warned that frequent changes in law could undermine public confidence and make it harder for people to order their affairs.
In this session, ECI CEO James Lindstrom and Integrity Bridge CEO Andrew McBride look at where AI governance stands today, including recent cases where vendors’ unmanaged AI use led to fabricated citations and exposed personal data. Intelligence, benchmarking, and certification…
Anchoria Capital Group (ACG) has secured approval from the Securities and Exchange Commission (SEC) to function as a non-operating Capital Market Holding Company, formally bringing Anchoria Asset Management Limited (AAM), Anchoria Securities Limited (ASL), and Anchoria Advisory Services Limited (AASL)…
A tech enthusiast and visionary thinker, exploring the ever-evolving landscape of innovation. With a knack for demystifying complex concepts, Basit's insightful commentary navigates readers through the dynamic world of technology, inspiring curiosity and forward thinking. In the complex landscape of…
Coronation Insurance Plc has renewed its application for regulatory approval of a scheme to buy out minority shareholders and delist its shares from the Nigerian Exchange Limited. The insurer disclosed this in a notice dated October 23, 2026, filed with the NGX.
The Dodd-Frank Act (fully known as the Dodd-Frank Wall Street Reform and Consumer Protection Act) is a United States federal law that places regulation of the financial industry in the hands of the government. The legislation, enacted in July 2010, created…
For decades, Americans have relied on competition in the insurance market to help make healthcare affordable. But in most of the country, competition hardly exists anymore. That’s a primary reason health premiums are growing nearly three times faster than wages,…
A unanimous Supreme Court ruling means freight brokers can face state liability claims for their selection of carriers. For carriers, that shift turns a documented safety program from a compliance nicety into a competitive credential. In an upcoming webinar, Lytx…
Regulators in Property Insurance: the news, the names and what changed.
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